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Alexander Michael Adams

Adams Financial Concepts, LLC

Seattle, WA

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Current Employers
Adams Financial Concepts, Llc

1001 Fourth Avenue Suite 4330, Seattle, WA 98154 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2005-08-05
  • WA RA
    APPROVED
    Since 2005-08-05

Branch Locations

1001 Fourth Avenue Suite 4330, Seattle, WA 98154 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Adams Financial Concepts, Llc Seattle WA 01/2005 Present
Previous Registrations
Other Businesses

MEMBER OF BOARD OF DIRECTORS OF EVDENSE HOLDING COMPANY (2017-PRESENT). SPEND 1 TO 2 HOURS PER MONTH OUTSIDE OF MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-11-19
S63 Uniform Securities Agent State Law Examination 1986-05-12
  • S65 Uniform Investment Adviser Law Examination
    1992-11-19
  • S63 Uniform Securities Agent State Law Examination
    1986-05-12
Other Names
  • A. Michael Adams
  • A Michael Adams

View on SEC IAPD

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