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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-30
AL RA APPROVED 2024-04-29
  • TX RA
    APPROVED_RES
    Since 2024-04-30
  • AL RA
    APPROVED
    Since 2024-04-29

Branch Locations

2501 20Th Pl S Ste 400, Birmingham, AL 35223 • United States

Birmingham, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Birmingham AL 01/2004 04/2024
Ramsey Reich, Attorney-At-Law Birmingham AL 11/2007 04/2024
Ameriprise Financial Services, Llc Birmingham AL 04/2024 Present
  • 01/2004 → 04/2024
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 11/2007 → 04/2024
    Ramsey Reich, Attorney-At-Law
    Birmingham, AL
  • 04/2024 → Present
    Birmingham, AL
Previous Registrations
  • 2004-01-07 → 2024-05-24
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
Other Businesses

Business Ownership; Reich Capital Ventures, LLC; Co-owner; Real Estate; 124 Greenbriar Lane, , Birmingham, AL, 35213; Investment-Related; 08/31/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Reich Enterprises, Inc.; Co-owner; Reich Enterprises, Inc. is a dormant C corporation that is owned, equally, by myself and my three (3) brothers. Its main course of business was to be food-related services (including food preparation, production, sales and restaurants) and an investment vehicle for acquiring real estate. At this point the company has no assets and will cease to exist during the 2024 calendar year.; 124 Greenbriar Lane, , Birmingham, AL, 35213; Investment-Related; 08/30/1995; 0 hours per month; 0 during trading hours / Dependable Fencing, LLC; Co-owner; Dependable Fencing, LLC is a State of Alabama domiciled limited liability company with a partnership form of ownership and which is run by my oldest son, Harrison Reich. We are 50-50% owners. My recollection is that each initially funded the LLC with $7,750 each. My son, doing business as Dependable Fencing, LLC, solicits and builds residential and commercial wooden, vinyl, composite, ornamental and chain link fences, rails and gates for a profit. My involvement consists of my portion of the initial funding of the LLC, my mentioning to others my son's fencing, gates and rails business and my assistance with respect to the preparation of financial reports used to provide to the LLC's tax preparer with adequate information relative to the preparation and filing of the LLC's income tax returns.; 3301 Trip Run, , Hoover, AL, 35244; Not Investment-Related; 04/24/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Ramsey Reich, Attorney-at-Law; Owner; Private, legal practice. Doing business as: Ramsey Reich, Attorney-at-Law. Practice focuses primarily on the drafting of Last Will & Testaments, Trusts, Powers of Attorney documents, Advance Healthcare Directives, etc.; and the opening and settlement of estates in probate court. I do not serve as a Trustee, Agent, Guardian, or Conservator (nor am I ever named as a beneficiary) for any non-family member in any of the documents that I draft.; 1745 Reese Street, , Birmingham, AL, 35209; Not Investment-Related; 01/01/2004; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; The Midtown Village Condominiums Owners Association, Inc.; HOA Board Member; 1901 5th Avenue, E, , Tuscaloosa, AL, 35401; Not Investment-Related; 10/15/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Reich Foundation; Co-Director; 124 Greenbriar Lane, , Birmingham, AL, 35213; Not Investment-Related; 07/15/1985; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Frank Chappelle & Co., Inc.; Officer status (i.e., President). I will be involved with making investment decisions with respect existing investments and future investments, along with my wife, who is the sole (i.e., 100% owner).; Real Estate; 1747 Reese Street, Suite 215, Birmingham, AL, 35209; Investment-Related; 06/30/1997; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Notary Public; Notary Public, Alabama State at Large, since 3/12/2001 - present. Expires 3/06/2028.; 124 Greenbriar LN, , Birmingham, AL, 35213; Not Investment-Related; 04/29/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Birmingham, AL Chapter of the Sons of the American Revolution; Chairperson of the Bylaws Committee commissioned by the chapter's Board of Managers to update the bylaws for the chapter. The Sons of the American Revolution is a patriotic, historical, and educational organization that is officially recognized as a 501(c)3 entity.; 3325 Country Club Road, , Mountain Brook, AL, 35213; Not Investment-Related; 11/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-08
S63 Uniform Securities Agent State Law Examination 1995-08-17
  • S66 Uniform Combined State Law Examination
    2004-05-08
  • S63 Uniform Securities Agent State Law Examination
    1995-08-17
Other Names
  • Ramsey K Reich
  • Ramsey Reich

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