Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Resource Group Mpls MN 02/1988 Present
Securian Financial Services, Inc. Minneapolis MN 03/1996 08/2023
C.R.I. Securities, Inc. Minneapolis MN 03/1996 10/2021
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 02/1988 → Present
    North Star Resource Group
    Mpls, MN
  • 03/1996 → 08/2023
    Securian Financial Services, Inc.
    Minneapolis, MN
  • 03/1996 → 10/2021
    C.R.I. Securities, Inc.
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2014-01-16 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    Minneapolis, MN
    St. Paul, MN
  • 2014-01-16 → 2021-10-28
    Cri Securities, Llc
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2013 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: ELECTION JUDGE; INVESTMENT RELATED: NO; ADDRESS: 10118 EMERSON AVE S, BLOOMINGTON, MN 55431; NATURE OF BUSINESS: ELECTION JUDGE; START DATE: 8/2024; POSITION/TITLE/RELATIONSHIP: ELECTION JUDGE; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: WORK MAJOR ELECTIONS AS A JUDGE; 3. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: COO/FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-21
  • S63 Uniform Securities Agent State Law Examination
    1996-05-21
Other Names
  • Diane M Eggers

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor