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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-01-05 |
| VT | RA | APPROVED | 2000-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Newport | VT | 08/2000 | Present |
(1) 10/04/2004: ROYER FINANCIAL SERVICES - BUSINESS ENTITY FOR ACCOUNTING PURPOSES (2) 10/22/2004: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - INS TYPES: LONG-TERM CARE. (3) 12/17/2015: Paul Decelles Financial Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-31 |
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