Robert S Thompson

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 09/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 02/2017 → 08/2021
  Community Financial Service Group
  Lyndonville, VT
• 01/2017 → 02/2017
  Unemployed
  Waterford, VT
• 04/2013 → 01/2017
  Northern Lights Credit Union
  St. Johnsbury, VT
• 09/2020 → 08/2021
  Lpl Financial Llc
  Lyndonville, VT
• 08/2021 → 09/2022
  Passumpsic Bank
  St Johnsbury, VT
• 09/2022 → Present
  Passumpsic Financial Advisors
  St. Johnsbury, VT
• 09/2022 → Present
  Osaic Institutions, Inc. (Formerly Infinex Investments, Inc.)
  Meriden, CT

Other Businesses

1.) St. Johnsbury Athenaeum. Not investment related. Library and Art Gallery. Treasurer. Stated July 2026. Approx 6 hours per month not during trading hours. Board member, treasurer duties. Report to board chair financials and chair their finance committee.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-01
• S63 Uniform Securities Agent State Law Examination
  2018-08-10

Other Names

• Bob Thompson