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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-10 |
| NY | RA | APPROVED | 2022-08-17 |
Branch Locations
135 West Broadway, Port Jefferson, NY 11777 • United States
101-25 Queens Blvd, Forest Hills, NY 11375 • United States
850 Main Street, Bridgeport, CT 06604 • United States
300 Wheatley Plaza, Greenvale, NY 11548 • United States
23-25 North Station Plaza, Great Neck, NY 11021 • United States
404 South Oyster Bay Rd, Hicksville, NY 11801 • United States
14 Park Dr, Kings Park, NY 11754 • United States
Woodbury, NY • United States
182 East Main St, Huntington, NY 11743 • United States
465 Smithtown Boulevard, Nesconset, NY 11767 • United States
836 Fort Salonga Road, Northport, NY 11768 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S United Bank | Hicksville | NY | 09/2014 | 05/2021 |
| People'S Securities, Inc. | Bridgeport | CT | 01/2015 | 12/2019 |
| People'S Securities, Inc. | Manhasset | NY | 05/2021 | Present |
| Lpl Financial Llc | Manhasset | NY | 08/2022 | Present |
1. 04/25/2023 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date - 07/15/2022 - 80 Hours Per Month/40 Hours During Securities Trading - Financial Advisor providing advisory svc to retail clients. 2. 08/18/2022 - No Business Name - Investment Related - 6 Juneau Blvd Woodbury NY 11797 - Notary - Start Date - 01/02/2017 - 2 Hours Per Month/2 Hours Securities Trading - provide notary service for bank and investment clients when requested
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-01 |
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