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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-07-17 |
| MO | RA | APPROVED | 2005-08-17 |
Branch Locations
2705 Dougherty Ferry Road Suite 205, St. Louis, MO 63122 • United States
12444 Powerscourt Dr, Suite 370 , St. Louis, MO 63131 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2002 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2005 | Present |
| Aquilant Advisors | St. Louis | MO | 08/2026 | Present |
1) RW WAUGH, INC. - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2) ACLU OF MISSOURI, 906 OLIVE STE 1130, ST LOUIS, MO, 06/2019. TREASURER, MONITORING ACTIVITIES AND PROVIDING STATEMENTS TO THE BOARD. NIR-10/MO-2/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE 4) RW WAUGH DBA, 2705 Dougherty Ferry Road, Suite 205, St Louis MO 63122, United States, 12/01/2025, President, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-05 |
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