Steven Lyle Wetzel

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Birmingham, AL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Birmingham, AL

Other Businesses

CO-TRUSTEE FOR DECEASED FATHER'S LIVING TRUST; INV. RELATED; BIRMINGHAM, AL; START DATE 2/2013; 2 HRS PER MONTH; 2 HRS DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; BIRMINGHAM, AL; START DATE 3/2020; 1 HR PER MONTH; 1 HR DURING TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-09-11

Other Names

• Steven Lyle Wetzel