Cynthia Ann Fason

Current Employers

Employment History

• 10/2015 → 06/2024
  Securities America Inc
  Fargo, ND
• 10/2015 → 06/2024
  Securities America Advisors
  Fargo, ND
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fargo, ND
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fargo, ND

Previous Registrations

• 2015-11-02 → 2024-06-14
  Securities America Advisors, Inc.
  Fargo, ND
• 2001-09-05 → 2015-11-05
  Equitable Advisors, Llc
  Fargo, ND
  Fargo, ND

Other Businesses

1. DIVERSIFIED WEALTH MANAGEMENT - DBA 2. HALLETT FINANCIAL POSITION: sales NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2007 ADDRESS: 505 Highway 169 North, Suite 560, Minneapolis MN 55441 DESCRIPTION: helping clients with a plan for success may include life ins and or long term care 3. JC FINANCIAL POSITION: partner NATURE: LLC S-Corp this is where We get our Osaic income and a way to file our taxes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 3223 32nd Ave S, Suite 202, Fargo ND 58103, United States DESCRIPTION: this is a Limited Liability Corp for Jeff Grewe and Cindy Fason S Corp used for receiving payment from Osaic and for Filing taxes 4. DWM PARTNERS LLC POSITION: partner NATURE: DWM Partners, LLC it is used for office expenses INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2020 ADDRESS: 3223 32nd ave s Suite 202, Fargo ND 58103 DESCRIPTION: rent office supplies assistant pay 5. K & P JOHNSON FAMILY LLP POSITION: partner NATURE: Family Farm, K & P Johnson Family LLP Partnership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2012 ADDRESS: 385 7th Ave S, #202, Fargo ND 58103, United States DESCRIPTION: meetings with family to assist mother with the farm decisions 6. DWM PARTNERS LLC POSITION: partner NATURE: DWM Partners, LLC it is used for office expenses INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2020 ADDRESS: 3223 32nd Ave s Suite 202, Fargo ND 58103, United States DESCRIPTION: rent office supplies assistant pay 7. HIGHLAND POSITION: sales NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED: YES - START DATE: 2/2007 - ADDRESS: 3223 32ND AVE SW STE 202, FARGO ND 58103 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2007 ADDRESS: 505 Highway 169 North, Suite 560, Minneapolis MN 55441, United States DESCRIPTION: helping clients with a plan for success may include life ins and or long-term care

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-24
• S63 Uniform Securities Agent State Law Examination
  1999-06-24

Other Names

• Cindy Fason
• Cynthia A Fason