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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-12-06 |
| CA | RA | APPROVED | 2011-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce, Fenner &Amp; Smith, Inc | Tucson | AZ | 12/2011 | Present |
I*121432 For profit or not for profit: For-Profit Organization Name of outside business organization: Flourish Aromatherapy Studio, LLC Investment related: N Address of business: Tucson, Arizona 85704 Nature of business: Family Business, Position, title, association: Other, Managing Member LLC Start date of relationship: 3/21/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I make skin care products for family and friends: lip balm, lotion and cream. So far I have not taken any money for these products, but I have recently had some requests to sell my products to acquaintances of friends.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-17 |
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