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11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-06 |
| TX | RA | APPROVED_RES | 2026-01-06 |
Branch Locations
2010-D New Garden Road, Greensboro, NC 27410 • United States
11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greensboro | NC | 05/2005 | 11/2019 |
| Independent Advisor Alliance | Charlotte | NC | 02/2016 | 11/2019 |
| Hmc Partners | Greensboro | NC | 01/2007 | 12/2025 |
| Money Matters | Greensboro | NC | 01/2007 | Present |
| Summit Financial Group Inc | Greensboro | NC | 11/2019 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2019 | 12/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 12/2025 |
| Cetera Planning Partners | Leawood | KS | 09/2025 | Present |
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: CAN SELL FIXED INSURANCE PRODUCTS (2) NAME OF OTHER BUSINESS: HMC PARTNERS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2011 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES (3) NAME OF OTHER BUSINESS: MONEY MATTERS PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 03/2011 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: PRESIDENT OF HOLDING COMPANY FOR PROPERTY OF SALES OFFICE (4) NAME OF OTHER BUSINESS: HMC PARTNERS ; INVESTMENT RELATED: YES ; ADDRESS: 615 N TRADE ST, WINSTON, NC NC 27101 ; NATURE OF BUSINESS: RADIO SHOW ; START DATE: 12/2019 ; POSITION/TITLE/RELATIONSHIP: CO-HOST APX NUMBER OF HOURS PER WEEK: 2-3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2-3 ; BRIEF DESCRIPTION OF DUTIES: RADIO SHOW FOR THE PURPOSE OF MARKETING SECURITIES BUSINESS TO THE PUBLIC ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-17 |
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