James Joseph Azzarello

Current Employers

Employment History

• 07/1997 → Present
  Lpl Financial, Llc
  Rolling Meadows, IL
• 05/2001 → Present
  Copia Financial Solutions, Inc.
  Palatine, IL

Previous Registrations

• 2001-05-24 → 2021-12-31
  Copia Financial Solutions, Inc.
  Palatine, IL

Other Businesses

1. 11/15/1999 - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) 2. 6/2/2000 - COPIA FINANCIAL SOLUTIONS, INC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 6/7/2001 - COPIA FINANCIAL SOLUTIONS, INC. - REGISTERED INVESTMENT ADVISOR DBA - RIA THAT PREPARES FINANCIAL PLANS. - Investment Related - At Reported Business Location(s) - TIME SPENT 10% 4. 12/10/2025 - Manifest - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/05/2025 - 160 hours per month/ 130 hours during trading 5. 01/06/2026 - Copia Financial Solutions, Inc. (FP only RIA) - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/01/2001 - 160 hours per month/ 130 hours during trading - I provide financial planning and consulting services through Copia Financial Solutions, Inc. an independent investment advisor firm. I started this business activity in 1/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 6. 02/06/2026 - Copia Financial Solutions, Inc - Business Owner - Not Investment Related - At Reported Business Location(s) - Start Date 12/05/2025 - 160 hours per month/ 130 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-07-17

Designations

Other Names

• Jim Azzarello