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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-04-03 |
| TX | RA | APPROVED | 2025-03-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Chicago | IL | 02/2006 | 03/2025 |
| B. Riley Wealth Advisors, Inc. | Chicago | IL | 07/2022 | 03/2025 |
| Lpl Financial Llc | Palatine | IL | 03/2025 | Present |
1- 02/2025 / Heritage Wealth Group, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-24 |
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