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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-08 |
Branch Locations
675 N. North Ct Suite 290, Palatine, IL 60067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Itasca | IL | 05/2004 | 03/2017 |
| Massmutual Life Insurance Co | Palatine | IL | 07/2016 | 01/2026 |
| Mml Investors Services, Llc | Palatine | IL | 03/2017 | 01/2026 |
| Lpl Enterprise Llc | Palatine | IL | 01/2026 | Present |
1. 10/09/2025 - Alan N Levine - Non-Variable Insurance - At reported location- INV REL - Start Date 09/05/1988 - 60hrs/mth | 60hrs during trading 2. 10/09/2025 - Alan N Levine - Non-Variable Insurance - At reported location- INV REL - Start Date 09/07/1988 - 60hrs/mth | 60hrs during trading 3. 10/09/2025 - ALAN LEVINE, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - At reported location- INV REL - Start Date 10/09/2025 - 160hrs/mth | 160hrs during trading 4. 10/09/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - At reported location- INV REL - Start Date 10/09/2025 - 160hrs/mth | 160hrs during trading. 5. 01/08/2026-Alan N Levine-Insurance broker-Non-Variable Insurance-Inv Related-At Barrington, IL-Start date 09/01/1988-40hrs/mth-40hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-13 |
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