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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-08
  • IL RA
    APPROVED
    Since 2026-01-08

Branch Locations

675 N. North Ct Suite 290, Palatine, IL 60067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Itasca IL 05/2004 03/2017
Massmutual Life Insurance Co Palatine IL 07/2016 01/2026
Mml Investors Services, Llc Palatine IL 03/2017 01/2026
Lpl Enterprise Llc Palatine IL 01/2026 Present
  • 05/2004 → 03/2017
    Metlife Securities Inc.
    Itasca, IL
  • 07/2016 → 01/2026
    Massmutual Life Insurance Co
    Palatine, IL
  • 03/2017 → 01/2026
    Palatine, IL
  • 01/2026 → Present
    Palatine, IL
Previous Registrations
  • 2017-03-25 → 2026-01-07
    Buffalo Grove, IL
    Palatine, IL
    Chicago, IL
    Lake Barrington, IL
  • 2004-06-21 → 2017-03-25
    Msi Financial Services, Inc.
    Buffalo Grove, IL
    Itasca, IL
  • 2002-02-11 → 2004-06-02
    Ws Griffith Securities, Inc.
    Rosemont, IL
Other Businesses

1. 10/09/2025 - Alan N Levine - Non-Variable Insurance - At reported location- INV REL - Start Date 09/05/1988 - 60hrs/mth | 60hrs during trading 2. 10/09/2025 - Alan N Levine - Non-Variable Insurance - At reported location- INV REL - Start Date 09/07/1988 - 60hrs/mth | 60hrs during trading 3. 10/09/2025 - ALAN LEVINE, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - At reported location- INV REL - Start Date 10/09/2025 - 160hrs/mth | 160hrs during trading 4. 10/09/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - At reported location- INV REL - Start Date 10/09/2025 - 160hrs/mth | 160hrs during trading. 5. 01/08/2026-Alan N Levine-Insurance broker-Non-Variable Insurance-Inv Related-At Barrington, IL-Start date 09/01/1988-40hrs/mth-40hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-21
S63 Uniform Securities Agent State Law Examination 1989-04-13
  • S65 Uniform Investment Adviser Law Examination
    2001-12-21
  • S63 Uniform Securities Agent State Law Examination
    1989-04-13

View on SEC IAPD

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