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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2019-11-13 |
| TX | RA | APPROVED_RES | 2016-07-28 |
| MA | RA | APPROVED | 2013-04-16 |
Branch Locations
46 Accord Park Drive, Norwell, MA 02061 • United States
Greenland, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2003 | Present |
| Frederickson Financial | Norwell | MA | 06/1986 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) JOHN FREDERICKSON, 46 ACCORD PARK DR, NORWELL, MA 02061. NOT INVESTMENT RELATED. BEGAN 1/94 AS TAX PREPARER. DEVOTES 120 HRS/YR, NONE DURING TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/01/2003 4) STRATEGIC FINANCIAL SERVICES, 21 Cherry Hill Dr, Greenland NH 03840, United States, 07/01/1995, Owner, DBA Name, NIR, 1 HR/MO - 1 HR/MO TRADING 5) JOHN FREDERICKSON, TAX PREPARER, 46 Accord Park Dr, Norwell MA 02061, United States, 10/01/2003, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 7 HR/MO - 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-01 |
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