Rita Darlene Cooper

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 08/2018
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 03/2015 → 08/2018
  Schwab Private Client Investment Advisory, Inc.
  Lone Tree, CO
• 07/2022 → 12/2023
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 07/2022 → 12/2023
  Tiaa
  Denver, CO
• 05/2021 → 07/2022
  Whole Foods Market
  Denver, CO
• 09/2018 → 05/2021
  College For Financial Planning
  Denver, CO
• 01/2024 → 06/2024
  Global Wealth Strategies & Associates, Llc
  Denver, CO
• 06/2024 → Present
  Wells Fargo Clearing Services, Llc
  Lakewood, CO
• 06/2024 → Present
  Wells Fargo Bank, Na
  Lakewood, CO

Previous Registrations

• 2024-01-22 → 2024-06-10
  Global Wealth Strategies And Associates, Llc
  Denver, CO
  Denver, CO
• 2015-04-16 → 2018-08-31
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 2012-01-03 → 2014-05-13
  Schwab Wealth Advisory, Inc.
  Englewood, CO
• 2003-03-05 → 2014-05-12
  Charles Schwab & Co., Inc.
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-09-02
• S66 Uniform Combined State Law Examination
  2003-02-25

Designations

• Certified Financial Planner

Other Names

• Rita D Cooper
• Rita Cooper