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Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-12
  • OH RA
    APPROVED
    Since 2022-01-12

Branch Locations

6095 Parkland Blvd, Suite 210, Mayfield Heights, OH 44124 • United States

3500 Embassy Parkway, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Cleveland OH 11/1989 01/2022
Wykc Tv Cleveland OH 12/1993 Present
Financial Planners Of Cleveland, Inc. Dba Nca Financial Planners Mayfield Hts OH 01/1986 01/2022
Sequoia Financial Group, Llc Mayfield Heights OH 01/2022 Present
  • 11/1989 → 01/2022
    Royal Alliance Associates, Inc.
    Cleveland, OH
  • 12/1993 → Present
    Wykc Tv
    Cleveland, OH
  • 01/1986 → 01/2022
    Financial Planners Of Cleveland, Inc. Dba Nca Financial Planners
    Mayfield Hts, OH
  • 01/2022 → Present
    Mayfield Heights, OH
Previous Registrations
  • 1999-12-07 → 2022-11-07
    Nca Financial Planners
    Mayfield Heights, OH
  • 1999-08-19 → 2007-05-03
    Mayfield Hts, OH
Other Businesses

1)LOCAL TV NEWS SPOT, NON-INVESTMT RELATED, CLEVE OH, NEWS ON-AIR TALENT 12/93-PRESENT, 5 HRS/MO-DURING NON-SEC TRADING HRS. 2) KEVIN MYEROFF; POSITION: Owner - On Air Personality NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/31/9999; ADDRESS: 9800 Breckenridge dr Chardon, oh 44024, Chardon OH 44024, United States; DESCRIPTION: Local FM Radio Show - on air periodically, discuss general financial planning topics. No specific investments are ever discussed 3)NON-PRACTICING CPA LICENSE. 4)INVESTMT ADVISOR REP OF INDEPENDENT RIA, FINANCIAL PLANNERS OF CLEVE, INC. DBA NCA FINANCIAL PLANNERS. INVESTMT RELATED. MAJORITY OWNER START 1986. 80% OF TIME DURING SECURITIES TRADING HRS. DUTIES ARE TO ADVISE CLIENTS ON INVESTMTS TO PURCHASE TO MEET THEIR GOALS. 5)INSURANCE AGENT OF NCA FINANCIAL PLANNERS (SAME INFO AS ABOVE) LESS THAN 5 HOURS/MONTHS SPENT DURING SECURITIES TRADING HOURS. 6) RONALD MCDONALD HOUSE BOARD MEMBER POSITION: board member NATURE: Non Profit Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 10415 Euclid Ave, cleveland OH 44106, United States DESCRIPTION: Attend Board meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-26
S63 Uniform Securities Agent State Law Examination 1987-04-01
  • S66 Uniform Combined State Law Examination
    2002-08-26
  • S63 Uniform Securities Agent State Law Examination
    1987-04-01
Designations

View on SEC IAPD

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