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3500 Embassy Parkway, Akron, OH 44333 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-01-12 |
Branch Locations
6095 Parkland Blvd, Suite 210, Mayfield Heights, OH 44124 • United States
3500 Embassy Parkway, Akron, OH 44333 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Cleveland | OH | 08/1991 | 02/2022 |
| Financial Planners Of Cleveland, Inc. Dba Nca Financial Planners | Mayfield Hts | OH | 07/1991 | 01/2022 |
| Sequoia Financial Group, Llc. | Mayfield Heights | OH | 01/2022 | Present |
INSURANCE SALES THROUGH FINANCIAL PLANNERS OF CLEVELAND, INC. DBA NCA FINANCIAL PLANNERS. START 1990. 2 HRS/MONTH SPENT DURING BUS HRS. NO ADDITIONAL COMPENSATION. INVESTMENT ADVISOR REP OF INDEPENDENT RIA FINANCIAL PLANNERS OF CLEVE, INC. DBA NCA FINANCIAL PLANNERS.INVESTMENT RELATED. APPLICANT IS EMPLOYEE OF FIRM STARTING 1991. APPROX. 139 HRS/MONTH SPENT DURING SEC TRADING HRS. DUTIES ARE TO ADVISE CLIENTS ON INVESTMENTS TO PURCHASE TO MEET THEIR GOALS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1989-01-31 |
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