Best Investors Account Sign in
Inactive

Daniel Gerard Stephen

Servatus Capital

Naples, FL

Claim This Profile
Current Employers
Servatus Capital

999 Vanderbilt Beach Road Suite 707, Naples, FL 34108 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-02
MO RA APPROVED 2021-03-26
  • FL RA
    APPROVED
    Since 2025-01-02
  • MO RA
    APPROVED
    Since 2021-03-26

Branch Locations

999 Vanderbilt Beach Road Suite 707, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Servatus Capital, Llc Naples FL 08/2020 Present
M4 Capital, Llc Naples FL 02/2013 10/2020
  • 08/2020 → Present
    Servatus Capital, Llc
    Naples, FL
  • 02/2013 → 10/2020
    M4 Capital, Llc
    Naples, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-24
S66 Uniform Combined State Law Examination 2006-10-19
  • S65 Uniform Investment Adviser Law Examination
    2020-09-24
  • S66 Uniform Combined State Law Examination
    2006-10-19
Other Names
  • Daniel Gerard Stephen
  • Dan Stephen

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC
SYNOVUS SECURITIES, INC.
LPL FINANCIAL LLC
CAPITAL WEALTH PLANNING, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NTV FRONTIER MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

More in Naples, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor