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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-02-24
TX RA APPROVED_RES 2008-08-08
IL RA APPROVED 2006-04-26
  • MO RA
    APPROVED
    Since 2016-02-24
  • TX RA
    APPROVED_RES
    Since 2008-08-08
  • IL RA
    APPROVED
    Since 2006-04-26

Branch Locations

9900 Clayton Road, Saint Louis, MO 63124 • United States

Chesterfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Decatur IL 04/2006 Present
Raymond James & Associates, Inc. St. Louis MO 02/2016 Present
Previous Registrations
  • 1998-12-04 → 2006-04-24
    Morgan Stanley Dw Inc.
    Decatur, IL
Other Businesses

(1)Name of Business: Brechnitz Group LLC Address: 101 south main, Decatur, IL, 62523, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/20/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: llc created for RJ select (2)Name of Business: Walter Sparks Author Address: 17102 surrey view drive, chesterfield, MO, 63005, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 04/18/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Im the author

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-12
S63 Uniform Securities Agent State Law Examination 1986-07-01
  • S65 Uniform Investment Adviser Law Examination
    1998-05-12
  • S63 Uniform Securities Agent State Law Examination
    1986-07-01
Other Names
  • Wally Sparks
  • Walter L Sparks
  • Wally Sparks

View on SEC IAPD

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