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Robert Scott Judge

Ameriprise Financial Services, LLC

Wilmington, DE

Wilmington, DE

Wilmington, DE

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-27
DE RA APPROVED 2015-04-24
  • TX RA
    APPROVED_RES
    Since 2017-10-27
  • DE RA
    APPROVED
    Since 2015-04-24

Branch Locations

3513 Concord Pike Ste 1000, Wilmington, DE 19803 • United States

3513 Concord Pike Suite 3200, Wilmington, DE 19803 • United States

Wilmington, DE • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wilmington DE 04/2015 03/2020
Ameriprise Financial Services, Llc Wilmington DE 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-21
S63 Uniform Securities Agent State Law Examination 1986-05-14
  • S65 Uniform Investment Adviser Law Examination
    1993-10-21
  • S63 Uniform Securities Agent State Law Examination
    1986-05-14
Other Names
  • Scott Judge

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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