Stuart Douglas Waldenmaier

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 12/2022
  Ae Wealth Management, Llc
  Topeka, KS
• 01/2009 → Present
  Tlc Advisory Group Llc
  San Antonio, TX
• 01/2023 → Present
  Level Four Advisory Services, Llc
  Dallas, TX

Previous Registrations

• 2021-08-30 → 2022-12-12
  Ae Wealth Management, Llc
  San Antonio, TX
  Houston, TX
  Hallsville, TX

Other Businesses

1. TLC ADVISORY GROUP LLC; YES INVESTMENT RELATED; 14400 NORTHBROOK DR, SUITE 240, SAN ANTONIO, TX 78232; INSURANCE SALES; PRESIDENT; START DATE 01/2009; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2. THE LADYMAN LAW OFFICE; SENIOR PLANNING AND MEDICAID SERVICES, 14400 NORTHBROOK DR, SUITE 240, SAN ANTONIO, TX 78232, STARTED 11/29/2022, APPROXIMATELY 8-10 HOURS PER MONTH DEVOTED TO THIS ACTIVITY DURING TRADING HOURS. 3. AMERICAN FINANCIAL EDUCATION ALLIANCE, CLASS INSTRUCTOR FOR SAN ANTONIO AND NW HOUSTON TEXAS AREA, 501c-3 NON PROFIT ORGANIZATION THAT PROVIDES EDUCATIONAL WORKSHOPS, STARTED ON 6/1/2025, DEVOTE APPROXIMATELY 16 HOURS PER MONTH TO THIS ACTIVITY WITH 8 HOURS BEING DURING SECURITIES TRADING HOURS, NOT INVESTMENT RELATED, 349 COPPERFIELD BLVD, NE, SUITE L-106, CONCORD, NC 28025.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-11