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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2012-09-17 |
| TX | RA | APPROVED | 2009-01-02 |
Branch Locations
3508 Far West Blvd Suite 160 Suite 160, Austin, TX 78731 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Austin | TX | 06/2002 | Present |
| Raymond James Financial Services Advisors, Inc | Austin | TX | 01/2009 | Present |
(1)Name of Business: Bellaire House LLC Address: 8300 Hot Springs Ct, Austin, TX, 78749, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The SFR will be managed by a real estate management company who will be responsible for leasing and maintenance. (2)Name of Business: Ciani |Thomas Financial Address: 3508 Far West Blvd Ste 160, Austin, TX, 78731, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/01/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Financial Advisor to Raymond James clients and Branch Manager (3)Name of Business: Ciani Financial Address: 8300 Hot Springs Ct, Austin, TX, 78731, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/31/2002 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Tax Planning & Preparation, and business consulting services for a fee
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-07-30 |
| S65 | Uniform Investment Adviser Law Examination | 2002-07-01 |
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