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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2012-09-17
TX RA APPROVED 2009-01-02
  • NM RA
    APPROVED
    Since 2012-09-17
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

3508 Far West Blvd Suite 160 Suite 160, Austin, TX 78731 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Austin TX 06/2002 Present
Raymond James Financial Services Advisors, Inc Austin TX 01/2009 Present
Other Businesses

(1)Name of Business: Bellaire House LLC Address: 8300 Hot Springs Ct, Austin, TX, 78749, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The SFR will be managed by a real estate management company who will be responsible for leasing and maintenance. (2)Name of Business: Ciani |Thomas Financial Address: 3508 Far West Blvd Ste 160, Austin, TX, 78731, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/01/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Financial Advisor to Raymond James clients and Branch Manager (3)Name of Business: Ciani Financial Address: 8300 Hot Springs Ct, Austin, TX, 78731, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/31/2002 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Tax Planning & Preparation, and business consulting services for a fee

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-07-30
S65 Uniform Investment Adviser Law Examination 2002-07-01
  • S63 Uniform Securities Agent State Law Examination
    2002-07-30
  • S65 Uniform Investment Adviser Law Examination
    2002-07-01
Other Names
  • Ronald K Ciani

View on SEC IAPD

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