Gary Theodore Padussis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 01/2017 → Present
  Cape Investment Management
  Towson, MD
• 01/2024 → Present
  Coho Brewing Company
  Cape May Court House, NJ
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-01-07 → 2013-04-22
  Ubs Financial Services Inc.
  Baltimore, MD
  Northfield, NJ
• 2006-02-21 → 2009-01-23
  Citigroup Global Markets Inc.
  Towson, MD
  New York, NY
  Towson, MD
• 1991-10-08 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Towson, MD

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED,ADDRESS SAME AS REGISTERED LOCATION, START 4/2013, 2 HRS/WK- VARIES DUR TRD HRS, INSURANCE AGENT - SELLS LIFE & LONG TERM CARE. 2. CAPE INVESTMENT MANAGEMENT LLC, INVST RLTD, SAME AS REGISTERED LOCATION, FINANCIAL ADVICE, RETIREMENT PLANNING, START 3/2013, 60 HRS/WK - DUR TRD HRS, INVESTMENT & FINANCIAL ADVICE 3. FEDERAL AVIATION ADMINISTRATION (FAA) FLIGHT INSTRUCTOR, NOT INVST RLTD, ADDRESS IS THE REGISTERED LOCATION, START 1982, 2 HRS/WK - NOT DUR TRD HRS, FAA FLIGHT INSTRUCTOR, ADVANCED GROUND INSTRUCTOR, CAPTAIN/PILOT. 4. CAPE INVESTMENT MANAGEMENT (TAX PREPARATION SERVICES), NOT INVST RLTD, ADDRESS IS THE REGISTERED LOCATION, PASSIVE REVENUE PRODUCED BY TAX SERVICES & PREPARATION BY AN ASSOCIATED CPA OF CAPE INVESTMENT MANAGEMENT, START 12/2014 - NO TIME WILL BE SPENT BY MR. PADUSSIS IN THIS ACTIVITY. 5.BLUECOAST CONSULTING SERVICES - CAPE INVESTMENT MANAGEMENT; INVST RLTD: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUS: CONSULTING SERVICES; START: 1/2017; TITLE: LICENSED INDIVIDUAL; APX # OF HRS/WK: 2 HRS; APX # OF HRS DUR TRADING HRS: VARIES; DUTIES: OFFER TAX INCENTIVES, COST SEGREGATION, RESEARCH AND DEVELOPMENT CREDITS. 6. NOTARY PUBLIC - STATE OF NJ; NOT INV RLTD; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUS: NOTARY PUBLIC; START: 10/2019; TITLE: NOTARY PUBLIC; APX # OF HRS/WK & DUR TRD HRS: <1; DUTIES: NOTARIZE DOCUMENTS; 7.SEA SHELL PROPERTIES, LLC; NOT INV RLTD; ADDRESS: 609 HUGHES ST CAPE MAY, NJ 08204; NATURE OF BUS: BED AND BREAKFAST; START: 5/2021; TITLE: MEMBER; APX # OF HRS/WK: 0; DUTIES: BED AND BREAKFAST; 8. CIM PROPERTIES, LLC; NOT INV RLTD; SAME AS REGISTERED LOCATION; NATURE OF BUS: REAL ESTATE; START: 2/2020; TITLE: MEMBER / PRESIDENT; APX # OF HRS/WK: 0; DUTIES: BUILDING THAT HOUSES CAPE INVESTMENT MANAGEMENT; 9: FINRA ARBITRATOR, INVST RLTD: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REGULATORY SERVICE, START: 01/2022, TITLE: ARBITRATOR, APX # OF HRS PER WK: VARIES, DUTIES: ISSUE FINAL, BINDING DECISIONS ON SELECTED CASES; 10. CITY OF CAPE MAY; NOT INV RLTD; ADDRESS: 4 MONROE RD CAPE MAY, NJ 08204; NATURE OF BUS BOARD; START: 2/2022; TITLE: BOARD MEMBER ; APX # OF HRS/WK: 2 ; DUTIES: REV PROPOSALS FOR DEVELOPMENT, APPROVE, AMEND OR DECLINE; 11. COHO BREWING COMPANY; NOT INV RLTD; 28 INDIAN TRAIL RD, #103 CAPE MAY COURT HOUSE, NJ 08210; NATURE OF BUSINESS: BREWERY; START: 1/2024; TITLE: OWNER; APX # OF HRS/WK & DUR TRD HRS: <1; DUTIES: MEMBER ONLY; 12. IARFC; NOT INV RLTD 145 N. BREIL BLVD, MIDDLETOWN, OH 45042; BOARD; START: 7/2025; TITLE: BOARD MEMBER & DIRECTOR OF ETHICS; APX # OF HRS/WK: 1; NOT DUR TRD HRS DUTIES: ATTEND BOARD MEETINGS; 13. THE ELEOS SOCIETY; NOT INV RLTD 609 HUGHES ST, CAPE MAY, NJ 08204; BOARD; START: 10/2025; TITLE: PRESIDENT; APX # OF HRS/WK: 1; NOT DUR TRD HRS DUTIES: RESPONSIBLE FOR OVERALL VISION, STRATEGIC DIRECTION, AND ENSURING THE ORGANIZATION FULFILLS ITS MISSION;

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-05-01

Other Names

• Gary Padussis, St. John