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4525 Painters Mills Road, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-02-01 |
Branch Locations
Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Howard D. Goldman Iii | Owings Mills | MD | 05/2003 | 01/2017 |
| Northwestern Mutual Investment Services, Llc | Owings Mills | MD | 07/2003 | 01/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2010 | 01/2017 |
| T. Rowe Price | Owings Mills | MD | 01/2017 | Present |
B&O Railroad Museum; Investment-related; 01/15/26; Board Member, Investment Committee Lead; Participate in oversight and management of the organization; 3 hours per month; 0 during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-08 |
| S65 | Uniform Investment Adviser Law Examination | 1998-12-08 |
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