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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
3707 Charlestown Rd Suite D, New Albany, IN 47150 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | New Albany | IN | 03/1986 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | New Albany | IN | 04/1986 | 07/2021 |
| Lpl Financial Llc | New Albany | IN | 07/2021 | Present |
1) 07/22/2021 - Non-Variable Insurance / Crump, Minnesota Life, AOCP and Protective - Non-Variable Insurance / Investment Related / 10Hrs/Mo / New Albany, IN
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-01 |
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