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101 W. Spring Street 5Th Floor, New Albany, IN 47150 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-04-03 |
Branch Locations
101 W. Spring Street 5Th Floor, New Albany, IN 47150 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New Albany | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Albany | IN | 11/2016 | 02/2020 |
| Axiom Financial Strategies Group, Llc | New Albany | IN | 02/2020 | Present |
| Lion Street Advisors | New Albany | IN | 10/2020 | Present |
| Spring Street Solutions | New Albany | IN | 02/2020 | Present |
| Integrity Alliance, Llc. | New Albany | IN | 11/2025 | Present |
1. Gloria Bommarrito is Dually Registered with Axiom Financial Strategies Group, LLC as an Investment Advisor Representative and LionStreet Financial, LLC as a Registered Representative. Mrs. Bommarrito has been dually registered since 10/2020. Duties: Support Staff. Approximately 10% of her time is spent as a Registered Representative and the balance as an Investment Advisor Representative. 2. SPRING STREET SOLUTIONS, LLC POSITION: Employee NATURE: provide insurance solutions INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/21/2020 ADDRESS: 101 W. Spring Street, 5th Floor, New Albany IN 47150, United States DESCRIPTION: support staff
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-27 |
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