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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
929 N Central Ave Ste A, Tracy, CA 95376 • United States
Tracy, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tracy | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Tracy | CA | 03/2020 | Present |
Real Estate Ownership; Commercial; 929 North Central Avenue, Suite A, , Tracy, CA, 95376; Not Investment-Related; 08/01/2006. Business Ownership; Ruiz Properties, LLC; Co-owner; LLC to hold rental property co-owned with my sister; 31069 South Bird Road, , Tracy, CA, 95304; Not Investment-Related; 02/17/2014; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Tracy Sunrise Rotary Club; Foundation Chair/Past-President; P.O. Box 1287, , Tracy, CA, 95378; Not Investment-Related; 03/23/2001; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Ruiz Family Vineyards; Co-owner; Producing wine grapes.; 31069 South Bird Road, , Tracy, CA, 95304; Not Investment-Related; 09/01/2014; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-26 |
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