Best Investors Account Sign in

Craig Isamu Mizuno

Cetera Investment Advisers LLC

Tracy, CA

CRD 3275859

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2002-01-23
  • CA RA
    APPROVED
    Since 2002-01-23

Branch Locations

527 W. 11Th St , Tracy, CA 95376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Criag I. Mizuno C.P.A Self Employed Tracy CA 09/1986 Present
Cetera Financial Specialists Llc Schaumburg IL 07/1999 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2002 Present
  • 09/1986 → Present
    Criag I. Mizuno C.P.A Self Employed
    Tracy, CA
  • 07/1999 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2002 → Present
    Schaumburg, IL
Other Businesses

1)MIZUNO CPA, ACCOUNTING PRACTICE, NOT INVEST REL, SAME AS REGISTERED ADDRESS, CPA WITH POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS, START 10/15/86, OWNER, 50 HRS/WK DURING TRADING. 2) TRUSTEE ON FAMILY TRUST, NOT INVEST REL, SAME AS HOME ADDRESS, TRUST, START 01/01/08, 0HR/WK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-28
S63 Uniform Securities Agent State Law Examination 1999-11-12
  • S65 Uniform Investment Adviser Law Examination
    2001-11-28
  • S63 Uniform Securities Agent State Law Examination
    1999-11-12
Other Names
  • Craig Isamu Minzuno

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Tracy, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor