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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2002-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Criag I. Mizuno C.P.A Self Employed | Tracy | CA | 09/1986 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/1999 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2002 | Present |
1)MIZUNO CPA, ACCOUNTING PRACTICE, NOT INVEST REL, SAME AS REGISTERED ADDRESS, CPA WITH POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS, START 10/15/86, OWNER, 50 HRS/WK DURING TRADING. 2) TRUSTEE ON FAMILY TRUST, NOT INVEST REL, SAME AS HOME ADDRESS, TRUST, START 01/01/08, 0HR/WK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-12 |
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