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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-22 |
| CA | RA | APPROVED | 2018-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank, N.A. | Livermore | CA | 11/2014 | 08/2018 |
| Jp Morgan Chase Bank, N.A. | Tracy | CA | 09/2018 | Present |
| Jp Morgan Securities Llc | Tracy | CA | 09/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-16 |
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