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1055 South Blvd E Suite 225, Rochester Hills, MI 48307 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| MI | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2018-01-31 |
Branch Locations
1055 South Blvd E Suite 225, Rochester Hills, MI 48307 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | San Francisco | CA | 04/2006 | 09/2016 |
| Southwest Airlines | Alameda | CA | 05/2008 | Present |
| Everythinghr Financial Services Llc | Rochester Hills | MI | 11/2017 | Present |
1)4/11/2000-FINRA (NASD) ARBITRATION, SAN FRANCISCO, CA. INVESTMENT RELATED, INDUSTRY ARBITRATOR, LESS THAN 20 HRS PER MONTH, 0 HRS DURING SECURITIES TRADING HOURS. 2) 9/01/1995-HDMA (HAIGHT DIVISADERO NEIGHBORHOOD) SAN FRANCISCO, CA. NOT INVESTMENT RELATED, BOARD MEMBER. ISSUES THAT PERTAIN TO OUR NEIGHBORHOOD (HAIGHT) MEET EVERY OTHER MONTH AFTER WORK. LESS THAN 20 HRS PER MONTH, 0 HRS DURING SECURITIES TRADING HOURS. 3)4/01/2008- ETC ASSOCIATES LLC. ATLANTA, GA. NOT INVESTMENT RELATED, RENTAL SERVICES AND OWNER OF RENTAL PROPERTY. PRESIDENT OF RENTAL PROPERTY, LESS THAN 20 HRS PER MONTH, 0 HRS DURING SECURITIES TRADING HOURS. 4) 5/01/2006-PLAZA RESEARCH, SAN FRANCISCO, CA. NOT INVESTMENT RELATED, FOCUS GROUP PERSON.THEY CALLED ME TO ASK MY OPINION ON NON-FINANCIAL ITEMS.. EXAMPLE CARS. LESS THAN 20 HRS PER MONTH, 0 HRS DURING SECURITIES TRADING HOURS. 5) 6/01/2000-SAN FRANCISCO DEPARTMENT OF ELECTION, SAN FRANCISCO, CA. NOT INVESTMENT RELATED, ELECTION INSPECTOR. RESPONSIBLE TO MAKE SURE THAT ELECTION IS CONDUCTED ACCORDINGLY TO THE FED, STATE, AND LOCAL LAWS. I WORK ONCE A YEAR DURING THE GENERAL FEDERAL ELECTION IN NOVEMBER. LESS THAN 20 HRS PER MONTH, ONLY 8 HRS (ON ELECTION DAY) DURING SECURITIES TRADING HOURS. 6)5/05/2008-SOUTHWEST AIRLINES, ALAMEDA, CA.TRAVEL/TRANSPORTATION/TOURISM. NOT INVESTMENT RELATED, CUSTOMER SERVICE AIRLINE TICKET AGENT, 20-40 HRS PER MONTH, 0 HRS DURING SECURITIES TRADING HRS. 7)3/2013-CIVICORPS SCHOOLS, MEMBER OF THE BOARD OF DIRECTORS FOR A CHARTER SCHOOL IN OAKLAND, CA. NOT INVESTMENT RELATED.LESS THAN 20 HRS/MONTH AND NOT DURING TRADING HOURS.IF THEY NEED TO BUILD OR SPEND MONEY ON LARGE PROJECTS I WILL HAVE TO VOTE. 8) 10/25/13,CALIFORNIA NOTARY PUBLIC,NO, SANFRANCISCO,CA,LEGAL SERVICES,REGISTER CALIFORNIA NOTARY PUBLIC,LESS THAN 20,0,SIGNING DOCUMENTS AS A NOTARY PUBLIC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-08 |
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