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Lance Jason Smith

Commonwealth Financial Network

Rochester Hills, MI

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-10-20
  • MI RA
    APPROVED
    Since 2022-10-20

Branch Locations

2538 S. Rochester Road, Rochester Hills, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Southfield MI 04/2016 10/2022
Commonwealth Financial Network Waltham MA 10/2022 Present
Guglielmetti Asset Management Rochester Hills MI 10/2022 Present
  • 04/2016 → 10/2022
    Raymond James
    Southfield, MI
  • 10/2022 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 10/2022 → Present
    Guglielmetti Asset Management
    Rochester Hills, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-06
  • S66 Uniform Combined State Law Examination
    2021-02-06
Designations
Other Names
  • Lance Jason Smith
  • Lance Smith

View on SEC IAPD

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Other Investors

RYAN PATRICK BARRETT
ROBERT MACIEJ TOMASZEWSKI
STEVEN TODD GUGLIELMETTI
Ryan Lee Guglielmetti
LINTON FRED BANWELL
MATTHEW CRAIG ESSMANN
WILLIAM FOLSE BOHNE
WALTER RICHARD KADELL

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rochester Hills, MI
LPL FINANCIAL LLC · ROCHESTER HILLS, MI
CITIZENS SECURITIES, INC. · ROCHESTER HILLS, MI
LPL FINANCIAL LLC · ROCHESTER HILLS, MI
ARROWROOT FAMILY OFFICE, LLC · Rochester Hills, MI
ARROWROOT FAMILY OFFICE, LLC · Rochester Hills, MI
ARROWROOT FAMILY OFFICE, LLC · ROCHESTER HILLS, MI
OSAIC WEALTH, INC. · ROCHESTER HILLS, MI

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