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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2010-08-11 |
| MI | RA | APPROVED | 2010-08-03 |
Branch Locations
2538 S. Rochester Road, Rochester Hills, MI 48307 • United States
16637 Fishhawk Boulevard Suite 103, Lithia, FL 33547 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D/B/A First Financial Planners | Troy | MI | 08/2000 | Present |
| Commonwealth Financial Network | Waltham | MA | 02/2005 | Present |
1. FIXED INSURANCE SALES UNDER NAME GUGLIELMETTI ASSET MANAGEMENT, CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. STEWARDSHIP ENTERPRISES, LLC - PRESIDENT AND SOLE OWNER OF PRIVATE ENTITY CREATED AS OPERATING COMPANY FOR SECURITIES BUSINESS AND AS REAL ESTATE HOLDING COMPANY TO SELL, RENOVATE AND RENT OUT REAL ESTATE PROPERTIES, CONDUCTED AT BRANCH, INVESTMENT RELATED. 3. RENTAL PROPERTIES, OWNER OF MULTIPLE PROPERTIES, NOT CONDUCTED AT BRANCH, NON-INVESTMENT RELATED. 4. PRESIDENT AND OWNER, GAMMICH, LLC, A PRIVATE ENTITY CREATED FOR THE PURPOSE OF OWNING AND MANAGING A REAL ESTATE RENTAL PROPERTY IN TROY, MI; AS OF 08/2017; APPROXIMATELY 0% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 5. PRESIDENT AND OWNER, GAMFL, LLC, AN ENTITY CREATED FOR THE PURPOSE OF OWNING AND MANAGING A COMMERCIAL OFFICE RENTAL PROPERTY LOCATED IN LITHIA, FL; AS OF SEPTEMBER 2017; APPROXIMATELY 0% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-03 |
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