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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-08-11
MI RA APPROVED 2010-08-03
  • FL RA
    APPROVED
    Since 2010-08-11
  • MI RA
    APPROVED
    Since 2010-08-03

Branch Locations

2538 S. Rochester Road, Rochester Hills, MI 48307 • United States

16637 Fishhawk Boulevard Suite 103, Lithia, FL 33547 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D/B/A First Financial Planners Troy MI 08/2000 Present
Commonwealth Financial Network Waltham MA 02/2005 Present
Other Businesses

1. FIXED INSURANCE SALES UNDER NAME GUGLIELMETTI ASSET MANAGEMENT, CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. STEWARDSHIP ENTERPRISES, LLC - PRESIDENT AND SOLE OWNER OF PRIVATE ENTITY CREATED AS OPERATING COMPANY FOR SECURITIES BUSINESS AND AS REAL ESTATE HOLDING COMPANY TO SELL, RENOVATE AND RENT OUT REAL ESTATE PROPERTIES, CONDUCTED AT BRANCH, INVESTMENT RELATED. 3. RENTAL PROPERTIES, OWNER OF MULTIPLE PROPERTIES, NOT CONDUCTED AT BRANCH, NON-INVESTMENT RELATED. 4. PRESIDENT AND OWNER, GAMMICH, LLC, A PRIVATE ENTITY CREATED FOR THE PURPOSE OF OWNING AND MANAGING A REAL ESTATE RENTAL PROPERTY IN TROY, MI; AS OF 08/2017; APPROXIMATELY 0% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 5. PRESIDENT AND OWNER, GAMFL, LLC, AN ENTITY CREATED FOR THE PURPOSE OF OWNING AND MANAGING A COMMERCIAL OFFICE RENTAL PROPERTY LOCATED IN LITHIA, FL; AS OF SEPTEMBER 2017; APPROXIMATELY 0% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-23
S63 Uniform Securities Agent State Law Examination 1991-07-03
  • S66 Uniform Combined State Law Examination
    2010-06-23
  • S63 Uniform Securities Agent State Law Examination
    1991-07-03

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