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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-24 |
| UT | RA | APPROVED | 2018-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo | UT | 04/2018 | Present |
| Bank Of America, N.A. | Provo | UT | 07/2018 | Present |
I*130555 For profit or not for profit: For-Profit Organization Name of outside business organization: The Cuthbert Family Investment related: N Address of business: Orem, Utah 84059 Nature of business: Trust, Position, title, association: Family Held, Start date of relationship: 3/3/2020 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 4 Duties: Get cash distributed to trustees after taxes are paid.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-23 |
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