Rodney Austin Walker

Employer firm

Portside Wealth Group, LLC CRD 325175

$1.43B regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2002 → Present
  Rodney A Walker - Agent
  Salt Lake City, UT
• 05/2016 → 02/2019
  Allegis Investment Services
  Idaho Falls, ID
• 05/2016 → 06/2018
  Allegis Investment Advisors
  Idaho Falls, ID
• 05/2018 → 06/2023
  Townsquare Capital, Llc
  Provo, UT
• 02/2019 → 05/2020
  Dfpg Investments, Inc
  Sandy, UT
• 04/2023 → Present
  Portside Wealth Group
  Provo, UT

Previous Registrations

• 2018-05-23 → 2023-06-12
  Townsquare Capital, Llc
  South Jordan, UT
  Lehi, UT
• 2016-05-24 → 2018-06-22
  Allegis Investment Advisors, Llc
  Bountiful, UT
  Idaho Falls, ID
  South Jordan, UT
• 2003-10-09 → 2016-05-16
  Smedley Financial Services Inc
  Salt Lake City, UT
  Salt Lake City, UT
  Salt Lake City, UT

Other Businesses

1. Insurance (DBA- Brevity Wealth Solutions); Non-Investment Related; South Jordan, UT; Insurance; Wealth Consultant; 3% during business hours; Life and Health Insurance, Fixed and Index Annuities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-08
• S63 Uniform Securities Agent State Law Examination
  2000-05-19

Designations

• Certified Financial Planner