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Timothy James Cavanaugh

Rbc Capital Markets, LLC

Portsmouth, NH

Merrimac, MA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-08
NH RA APPROVED 2005-11-18
  • TX RA
    APPROVED_RES
    Since 2010-02-08
  • NH RA
    APPROVED
    Since 2005-11-18

Branch Locations

100 International Drive Suite 375, Portsmouth, NH 03801-6881 • United States

Merrimac, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Portsmouth NH 03/2008 Present
City National Bank Portsmouth NH 06/2019 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Portsmouth, NH
  • 06/2019 → Present
    City National Bank
    Portsmouth, NH
Previous Registrations
  • 2004-06-15 → 2005-12-13
    Advest, Inc.
    Portsmouth, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1986-06-20
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1986-06-20

View on SEC IAPD

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Other Offices

CHARTER OAK CAPITAL MANAGEMENT · PORTSMOUTH, NH
NVEST FINANCIAL, LLC · PORTSMOUTH, NH
DAVID WENDELL ASSOCIATES, INC. · PORTSMOUTH, NH
KWM FINANCIAL LLC · PORSTMOUTH, NH
GOLDEN FINANCIAL SERVICES · PORTSMOUTH, NH
ESTATE PLANNERS OF NEW ENGLAND, LLC · PORTSMOUTH, NH
PISCATAQUA RESEARCH INC. · PORTSMOUTH, NH
PATRIOT ADVISORY GROUP · PORTSMOUTH, NH

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