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Richard Wayne Matcham

United Capital Financial Advisors

Palm Desert, CA

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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-08-16
  • CA RA
    APPROVED
    Since 2017-08-16

Branch Locations

36921 Cook St Ste 101, Palm Desert, CA 92211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Palm Desert CA 06/2012 06/2017
United Capital Financial Advisors, Llc Irving TX 06/2017 Present
  • 06/2012 → 06/2017
    Lpl Financial
    Palm Desert, CA
  • 06/2017 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-03
S66 Uniform Combined State Law Examination 2000-12-30
  • S63 Uniform Securities Agent State Law Examination
    2013-01-03
  • S66 Uniform Combined State Law Examination
    2000-12-30

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA
CYPRESS WEALTH SERVICES, LLC · PALM DESERT, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PALM DESERT, CA
FLC CAPITAL ADVISORS · PALM DESERT, CA
MARSHA LEE & COMPANY,INC. · PALM DESERT, CA
LOTUSLAND PROPERTIES · PALM DESERT, CA

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