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74150 Country Club Drive, Palm Desert, CA 92260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-04 |
| CA | RA | APPROVED | 2017-07-19 |
Branch Locations
74150 Country Club Drive, Palm Desert, CA 92260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 04/2014 | 04/2021 |
| Integrated Wealth Management, Inc. | Palm Desert | CA | 04/2014 | 07/2017 |
| Cypress Wealth Services, Llc | Palm Desert | CA | 06/2017 | Present |
| M.S. Howells & Co | Scottsdale | AZ | 03/2021 | Present |
1. JUNE 2017; INDEPENDENT INSURANCE PROFESSIONAL, PALM DESERT, CA; NON INVESTMENT RELATED; SALES OF INSURANCE; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS. 2. APRIL 2017; FREEDOM PARTNERS, YORBA LINDA, CA; NON INVESTMENT RELATED; OPERATIONS AND TECHNOLOGY SME; ASSIST RIAs WITH BACK OFFICE SUPPORT; FOCUSING ON OPERATION; DEVOTE 40 HRS/MONTH DURING NON MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-15 |
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