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74150 Country Club Drive, Palm Desert, CA 92260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-07-19 |
Branch Locations
74150 Country Club Drive, Palm Desert, CA 92260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integrated Wealth Management, Inc. | Palm Desert | CA | 07/2016 | 07/2017 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 09/2016 | Present |
| Cypress Wealth Services, Llc | Palm Desert | CA | 07/2017 | Present |
| M.S. Howells & Co | Scottsdale | AZ | 03/2021 | Present |
1. JULY 2017; CYPRESS WEALTH SERVICES, LLC, PALM DESERT, CA; INVESTMENT RELATED; FINANCIAL PLANNING AND ASSET MANAGEMENT; SENIOR VICE PRESIDENT AND FINANCIAL ADVISOR; DEVOTE 160 HRS/MONTH DURING MARKET HOURS. 2. JULY 2017; INDEPENDENT INSURANCE PROFESSIONAL, PALM DESERT, CA; NON INVESTMENT RELATED; SALES OF INSURANCE; DEVOTE 5 HRS/MONTH DURING NON MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-02 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-22 |
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