Lawrence Charles Napp

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-03-25

FL RA
APPROVED

Since 2024-03-25

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Aventura	FL	02/2016	11/2016
Wells Fargo Clearing Services, Llc	Aventura	FL	11/2016	03/2024
Morgan Stanley Smith Barney Llc	Aventura	FL	03/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	03/2024	Present

02/2016 → 11/2016

Wells Fargo Advisors, Llc

Aventura, FL
11/2016 → 03/2024

Wells Fargo Clearing Services, Llc

Aventura, FL
03/2024 → Present

Morgan Stanley Smith Barney Llc

Aventura, FL
03/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2016-02-22 → 2024-04-02

Wells Fargo Clearing Services, Llc

Aventura, FL
2011-04-20 → 2016-03-04

Morgan Stanley

Aventura, FL
2008-06-25 → 2011-04-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Aventura, FL
2003-07-01 → 2008-07-24

Wells Fargo Clearing Services, Llc

Miami, FL

Miami, FL
2001-01-26 → 2003-07-01

Prudential Equity Group, Llc

Miami, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-08-01

S63 Uniform Securities Agent State Law Examination

1986-08-01

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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