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300 Park Ave 16Th Fl, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-23 |
| NJ | RA | APPROVED | 2017-11-01 |
Branch Locations
20 Crossways Park Drive North Suite 304, Woodbury, NY 11797 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maxim Group Llc | Woodbury | NY | 10/2002 | Present |
| Maxim Financial Advisors | Woodbury | NY | 10/2017 | Present |
BOULDER ROAD & ASSOCIATES LOCATED AT MANHASSET, NY. PRESIDENT AS OF 2001. DEVOTE NO TIME DURING SECURITIES AND NON-SECURITIES HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-04 |
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