Kenneth John Saunders

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1985 → Present
  Saunders Investment & Tax Advisory Group,Inc.
  Coral Springs, FL
• 10/2017 → 06/2024
  Securities America Inc.
  Coral Springs, FL
• 10/2017 → 06/2024
  Securities America Advisors
  Coral Springs, FL
• 10/2013 → 10/2017
  National Planning Corporation
  Coral Springs, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Coral Springs, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Coral Springs, FL

Previous Registrations

• 2017-11-09 → 2024-06-14
  Securities America Advisors, Inc.
  Coral Springs, FL
  Coral Springs, FL
• 2013-10-31 → 2017-10-26
  National Planning Corporation
  Coral Springs, FL
  St. Petersburg, FL
• 2005-01-13 → 2013-11-05
  Investors Capital Corp.
  Lynnfield, MA
  Coral Springs, FL
  Gilford, NH
• 1999-06-29 → 2004-12-31
  Eastern Point Advisors Inc.
  Coral Springs, FL

Other Businesses

1. Saunders Investment & Tax Advisory Group, Inc. Position: Licensed agent Nature: Provide Life Insurance and Fixed annuities for Clients Investment Related: Yes Hours: 1 Securities Trading Hours: 1 Start Date: 08/15/1985 Address: 5850 Coral Ridge Dr., 313, Coral Springs FL 33076-3207, United States Description: Providing low cost term insurance as well as fixed and indexed annuities for Clients that display a need and that are suitable. 2. Saunders Investment & Tax Advisory Group, Inc. Position: Office financial Advisor Nature: Tax Service done by a seasoned CPA Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 01/01/2010 Address: 5850 Coral Ridge Dr, 313, Coral Springs FL 33076-3207 Description: We provide tax service for clients and prospects. 3. PARK PLACE AT WYNDHAM POSITION: Member NATURE: Board member for residential HOA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2019 ADDRESS: 11515 NW 51 Place, STE 313, Coral Springs FL 33076-3207, United States DESCRIPTION: Helping to make decisions in regards to maintenance and improvements to community.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-10
• S63 Uniform Securities Agent State Law Examination
  1986-05-02

Other Names

• Kenneth John Saunders