Joseph Patrick Walsh

Current Employers

Employment History

• 12/1994 → Present
  Lpl Financial, Llc
  Sarasota, FL
• 11/2012 → Present
  Walsh & Associates, Llc
  Sarasota, FL

Previous Registrations

• 1997-11-05 → 2012-12-31
  Walsh & Associates, Ltd.
  Dekalb, IL

Other Businesses

1. 04/10/2006: NO BUSINESS NAME - INV REL - 2639 FRUITVILLE RD STE 103, SARASOTA, FL 34237-5218 - NON-VARIABLE INSURANCE 2. 04/09/2010: WALSH & ASSOCIATES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 2639 FRUITVILLE RD STE 103, SARASOTA, FL 34237-5218 3. 01/31/2012: SARASOTA COUNTY TECH INSTITUTE - NOT INV REL - TEACHER / INSTRUCTOR - 1% OF TIME SPENT - TEACH A COURSE ABOUT STARTING A SMALL BUSINESS IN THE ADULT COMMUNITY ENRICHMENT PROGRAM 4. 02/02/2012: SARASOTA COUNTY TECH INSITUTE - NOT INV REL - TEACHER/INSTRUCTOR - 1% OF TIME SPENT - TEACH A COURSE ABOUT UNDERSTANDING SOCIAL SERCURITY 5. 05/03/2013: WALSH & ASSOCIATES, LLC - INV REL - 2639 FRUITVILLE RD STE 103, SARASOTA, FL 34237-5218 - REGISTERED INVESTMENT ADVISOR: WALSH & ASSOCIATES, LLC - 90% OF TIME SPENT - FINANCIAL PLANS, INVESTMENT MANAGEMENT FOR FEES BASED ON AUM 6. 04/25/2014: WALSH & ASSOCIATES LTD. - INV REL - 2639 FRUITVILLE RD STE 103, SARASOTA, FL 34237-5218 - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) WALSH & ASSOCIATES LTD. - 90% OF TIME SPENT - FINANCIAL PLANS, INVESTMENT MANAGEMENT FOR FEES BASED ON AUM 7. 11/17/2015 - Walsh Family Holdings I LLC - INV REL - 2350 Fruitville Rd, Sarasota, FL 34237 - Real Estate Rental - START 11/06/2015 - 2 HOURS PER MONTH, NONE DURING TRADING - 60% of the building will become the OSJ office and th eother 40% will be rented out to a tenant (presently unknown). 8. 1/20/2016: Walsh & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/03/2015 - 160 Hours Per Month During Securities Trading - IAR. 9. 10/23/2019 - LTCI Partners - Investment related - At reported business location(s) - Non-Variable Insurance - start date:09/18/2019 - 1 hr/mo - 0 hrs during trading. 10. 9/1/2020 - Walsh Family Holdings II, LLC - Investment Related - Boca Grande, Florida 33921 - Real Estate Rental - Start Date: 8/6/2020 - 2 Hours Per Month/0 Hours During Securities Trading. 11. 09/30/2021 - Walsh Family Holdings III - Investment Related - Sarasota, FL - Real Estate Rental - Start Date: 09/29/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Rental of residential single family home.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-01-31
• S65 Uniform Investment Adviser Law Examination
  1993-10-26

Designations

Other Names

• Joe Walsh