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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
425 Spring Garden Street, Greensboro, NC 27401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Charlotte | NC | 04/2013 | 11/2024 |
| The Prudential Insurance Company Of America | Charlotte | NC | 04/2013 | Present |
| Hunters Insurance And Financial Services | Greensboro | NC | 01/2023 | Present |
| Lpl Enterprise, Llc | Charlotte | NC | 11/2024 | Present |
1) 12/04/2024 - Hunter Financial Services - DBA for LPL Business (entity for LPL business) - Associate producer for Mr. Hunter. Sale and service financial products offered by Prudential and affiliates and or brokerage outlets with marketing agreements - INV Related - At reported business location(s) - Start Date 01/01/2023 - 40hrs/mth - 30hrs During Trading 2) 01/14/2025 - Seven Doves LLC - Real Estate Rental - 50% owner of (1) commercial property - INV Related - At Greensboro, NC - Start Date 06/04/1999 - 3hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-24 |
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