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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-08
MI RA APPROVED 2019-03-25
TX RA APPROVED 2019-03-25
  • FL RA
    APPROVED
    Since 2019-04-08
  • MI RA
    APPROVED
    Since 2019-03-25
  • TX RA
    APPROVED
    Since 2019-03-25

Branch Locations

3320 Ridgecrest Drive Ste 100, Midland, MI 48642 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Midland MI 01/2010 03/2019
Baird Midland MI 03/2019 Present
  • 01/2010 → 03/2019
    J.J.B. Hilliard, W.L. Lyons, Llc
    Midland, MI
  • 03/2019 → Present
    Baird
    Midland, MI
Previous Registrations
  • 2017-10-09 → 2019-03-29
    J.J.B. Hilliard, W.L. Lyons, Llc
    Midland, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-06
S63 Uniform Securities Agent State Law Examination 1992-02-21
  • S65 Uniform Investment Adviser Law Examination
    2017-10-06
  • S63 Uniform Securities Agent State Law Examination
    1992-02-21
Other Names
  • Diana Lorraine White

View on SEC IAPD

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