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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-18
  • MI RA
    APPROVED
    Since 2010-05-18

Branch Locations

1618 Denver St., Midland, MI 48640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2004 Present
Astrike Financial Pllc Midland MI 08/2006 Present
Thirteen Pt. One Midland MI 02/2018 12/2023
Astrike Advisory Llc Midland MI 01/2019 Present
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2004 → Present
    Schaumburg, IL
  • 08/2006 → Present
    Astrike Financial Pllc
    Midland, MI
  • 02/2018 → 12/2023
    Thirteen Pt. One
    Midland, MI
  • 01/2019 → Present
    Astrike Advisory Llc
    Midland, MI
Other Businesses

1)ASTRIKE FINANCIAL PLLC-08/01/2006 TO CURRENT-CPA-40 HR/WK. 2) ASTRIKE PROPERTIES LLC; NOT INV REL; MIDLAND, MI; COMMERCIAL REAL ESTATE; MEMBER - 50% OWNER; START DATE 6/30/2009; 1 HR/MTH, NONE DURING SECURITIES TRADING HRS: 3) ASTRIKE FINANCIAL, PLLC, DBA NAME FOR INVESTMENT PRACTICE - INV RELATED; MIDLAND, MI; INVESTMENT ADVISORY SERVICES ALONG WITH ACCOUNTING PRACTICE; CPA AND PFS; SINCE 08/01/2006; 240 HRS/MONTH, 240 HRS/MONTH DURING SECURITIES TRADING HOURS: 4)NAME OF OTHER BUSINESS: ASTRIKE ADVISORY LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INVESTMENT SERVICES; START DATE: 01/2019; POSITION/TITLE/RELATIONSHIP: OWNER / REGISTERED REP; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: INVESTMENT SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-19
S63 Uniform Securities Agent State Law Examination 1998-11-11
  • S65 Uniform Investment Adviser Law Examination
    2010-03-19
  • S63 Uniform Securities Agent State Law Examination
    1998-11-11
Other Names
  • Shannon Cummings

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