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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-22
  • FL RA
    APPROVED
    Since 2025-10-22

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

St. Petersburg Beach, FL • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-31
  • FL RA
    APPROVED
    Since 2018-05-31

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

St. Petersburg Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Jacksonville FL 03/1999 05/2018
Raymond James & Associates, Inc. St. Petersburg FL 05/2018 Present
Raymond James Financial Services, Inc. St. Petersburg FL 01/2020 Present
  • 03/1999 → 05/2018
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Jacksonville, FL
  • 05/2018 → Present
    St. Petersburg, FL
  • 01/2020 → Present
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
Previous Registrations
  • 2003-02-21 → 2018-05-25
    Little Rock, AR
    Hot Springs, AR
    Jacksonville, FL
    Little Rock, AR
    Jacksonville, FL
    Orlando, FL
    Jacksonville, FL
    New York, NY
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Boston, MA
    Jacksonville, FL
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CARDIFF PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIDDLEBURG, FLORIDA 32068 NATURE OF BUSINESS: OTHER,HOMEOWNER POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2016 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT / RENTAL PROPERTY OWN SECOND HOME FOR PURPOSES OF RENTAL INCOME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-02
S63 Uniform Securities Agent State Law Examination 1999-07-08
  • S66 Uniform Combined State Law Examination
    2002-10-02
  • S63 Uniform Securities Agent State Law Examination
    1999-07-08
Other Names
  • Donna M Faircloth

View on SEC IAPD

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