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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-08-05
TX RA APPROVED_RES 2008-05-13
GA RA APPROVED 2004-04-07
  • SC RA
    APPROVED
    Since 2020-08-05
  • TX RA
    APPROVED_RES
    Since 2008-05-13
  • GA RA
    APPROVED
    Since 2004-04-07

Branch Locations

933 Broad St, Augusta, GA 30901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Augusta GA 05/1999 Present
Bank Of America, N.A. Augusta GA 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-29
  • S66 Uniform Combined State Law Examination
    1999-07-29
Other Names
  • Chip Bottomley
  • William E Bottomley
  • Chip Bottomley

View on SEC IAPD

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