James Mcmurtry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2026-04-01
TX	RA	APPROVED	2026-04-01

MO RA
APPROVED

Since 2026-04-01
TX RA
APPROVED

Since 2026-04-01

Branch Locations

6300 N Revere Dr Suite 250, Kansas City, MO 64151 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Liberty	MO	05/2010	04/2026
Lpl Financial Llc	Kansas City	MO	04/2026	Present

05/2010 → 04/2026

Wells Fargo Advisors Financial Network Llc

Liberty, MO
04/2026 → Present

Lpl Financial Llc

Kansas City, MO

Previous Registrations

2010-05-14 → 2026-04-08

Wells Fargo Advisors Financial Network, Llc

Kansas City, MO

Liberty, MO

Other Businesses

1. 04/01/2026 - Emerald Legacy Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - 170 Hrs/Mth - 170 Hrs During Trading - At Reported Business Location(s) - Start Date 01/01/2024

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-05-06

S63 Uniform Securities Agent State Law Examination

1989-05-06

Designations

Certified Financial Planner

Other Names

Jim Mcmurtry
James Charles Mcmurtry

View on SEC IAPD