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Nancy Pauline Bowes

Ima Advisory Services, Inc.

Wichita, KS

CRD 1476492

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Employer firm

Ima Advisory Services, Inc. CRD 112091

$3.90B regulatory AUM 192 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ima Advisory Services, Inc.

1705 17Th Street Suite 100, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-07
KS RA APPROVED 2014-02-05
  • TX RA
    APPROVED_RES
    Since 2016-07-07
  • KS RA
    APPROVED
    Since 2014-02-05

Branch Locations

430 E Douglas Ave Suite 400, Wichita, KS 67202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truenorth, Inc./Ima Wealth, Inc. Wichita KS 06/2011 Present
  • 06/2011 → Present
    Truenorth, Inc./Ima Wealth, Inc.
    Wichita, KS
Previous Registrations
  • 2008-09-09 → 2014-03-03
    Truenorth, Inc.
    Wichita, KS
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-07-22
S65 Uniform Investment Adviser Law Examination 2008-09-08
  • S63 Uniform Securities Agent State Law Examination
    2011-07-22
  • S65 Uniform Investment Adviser Law Examination
    2008-09-08
Other Names
  • Nancy Bowes
  • Nancy Pauline Ruhl
  • Nancy Spaeth

View on SEC IAPD

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